Sunday, March 17, 2013

Maintaining the Momentum in Second-Order Change

In my previous post I discussed the book "District Leadership that Works:  Striking the Right Balance" by Robert J. Marzano and Timothy Waters (2009).  This post will be about how districts enacting second-order change can maintain the momentum and not lose sight of the vision.  As we can all imagine, second-order change is tough, and as the saying goes "when the going gets tough, the tough get going."  This also mirrors the advice Marzano and Waters provide to district leadership beginning on page 109.  

In the section titled "Some Advice for District Leaders", the writers provide the following corollary story:

A well-accepted principle taught to Top Gun Navy fighter pilots is that the safest move when encountering an enemy during air-to-air combat is to "turn into the threat" (Driscoll, 2005).  If a fighter pilot's first move is to turn away from an oncoming enemy plane, he or she lose sight of the situation and forfeits the ability to make necessary corrections in behavior.  The same principle seems to apply to district leaders when faced with "threats" regarding their second-order change initiatives.  Turning into the threat means being proactive regarding the change process. 

Marzano and Waters make the following recommendations for proactive district leadership regarding the change process.  I will relate it to the 1:1 iPad initiative my district is undertaking.

Recommendation #1:  Know the Implications of Your Initiatives

The implications of going 1:1 in a school are vast.  We have to consider the effects on curriculum, teaching strategies, learning styles, logistics of the school day, assessment, funding, parents, students, administrators, and of course teachers.  In our case we have had the great pleasure to learn from some districts who have already taken on this change.  We have visited Defiance High School in Ohio and New Lexington High School in Ohio.  I have also engaged in many twitter chat sessions on #1to1techat and exchanged emails and phone conversations with district leaders around the country.  This is where I believe our 1 year phase in process has helped us the most.  We have been able to fully discuss the implications and have been adjusting policies and procedures accordingly.  

Recommendation #2:  Maintain a United Front

This is where the rubber meets the road in district leadership.  This takes me back to "when the going gets tough, the tough get going."  We, as district leaders, must not be afraid to adjust on the fly and privately recognize any problems with the change as they happen.  It is then critical that we engage all appropriate stakeholders and make changes as we need.  Most vital though, is that we stay true to our vision and support the process no matter how hard it gets.  

Recommendation #3:  Keep the Big Ideas in the Forefront

Changing our instructional, curricular, assessment, and logistics can be a daunting task.  We, as district leaders, must make sure that we keep emphasizing with all stakeholders the ideas, theories, and best practices involved in impacting student learning.  Again, we are fortunate that we have taken a 1 year phase in process for our 1:1 implementation.  I believe that when we launch in August 2013 our teachers and administrators will be properly prepared for the most part.  We may experience some backlash from parents and students as we are conducting school differently than has been done in the past.  We must make sure that we continue to communicate with our parents and students about these best practices so they understand how it will benefit all students and better prepare them to be college and career ready upon graduation.

Recommendation #4:  Use What is Known about Acceptance of New Ideas

On page 110, Marzano and Waters reference work by Everett Rogers (Diffusion of Innovations, 2003).  Rogers documented through research how to create an atmosphere in which radical ideas or innovations are adopted.  In his research, Rogers concludes that individuals are more likely to adopt an innovation or accept a new idea when they see in them the following four attributes:

1.  Relative advantage - individuals need to understand how and why new ideas or innovations are better for them personally or for the people they care most about.  In this case, our teachers are the ones who had to buy in early on this change and they did.  Our teachers recognized before we began our 1:1 initiative that this was what was best for students and how it would have a positive on impact on instruction and student learning.  Most parents and students have been voicing positive comments at this point.  It is important that we continue to communicate with them as we implement the change.

2.  Compatibility - stakeholders are more likely to adopt new ideas or innovations when they are viewed as compatible with personal values and prior experience.  In this case, again, our amazing teachers value technology and its impact on student learning.  Our 1 year phase in implementation process has enabled our teachers to further refine their instructional practices to take them to higher level.  We have some teachers who are still apprehensive but the 1 year process has helped to bring them along.  We will not start on day one in August with 100% of our teachers ready for this change and that is OK.  What is important is that we continue to support them when they need it and encourage them to implement as they are ready.

3.  Trialability - pilot testing new ideas or innovations in safe low-stakes settings will increase the rate of their adoption.  In the case of Lancaster High School, our pilot group was formed when we applied for and received the Transforming Teaching and Learning Grant in May 2011.  This group was then trained in Project-Based Learning and embarked upon using iPads in their classrooms.  This group and their expertise set the stage for the rest of the building to see the success and desire to implement on a mass scale.

4.  Evidence - people are more likely to adopt an idea or innovation when the idea is associated with evidence that it works.  Again, our pilot group of teachers from the Transforming Teaching and Learning grant provided the rest of our high school staff with the evidence they needed to accept the 1:1 program.

Recommendation #5:  Communicate with "Sticky Messages"

On page 111, Marzano and Waters reference the book "The Tipping Point" by Malcolm Gladwell (2002).  In the book, Gladwell introduces the concept of "sticky messages".  His premise is the idea that ideas or innovations "catch on" because there is something about them that sticks with people.  The "sticky message" in our case was fostered by our pilot group of teachers and the subsequent inclusion of the goal to establish a 1:1 program from our district written in Technology Plan in May 2012.  The first goal and strategy in the plan, which was unanimously approved by the board of education reads as follows:


Goal 1 – Engage students in learning activities that promote 21st Century Skills –
Critical Thinking, Problem Solving, Collaboration and Communication, Creativity, and 
Innovation

Strategy 1 - Establish a one-to-one student to computer (tablet) ratio at the high school 
during the 2013-2014 school year.

As we embark upon full implementation of the 1:1 program in August 2013 and beyond we, as district leaders, must continue to communicate the simple messages that are the staple of this change initiative. We must use these "sticky messages" to continue to reinforce the change to all our stakeholders.


Recommendation #6:  Manage Personal Transitions

On page 112, Marzano and Waters reference a book by W. Bridges (1980) titled "Transitions:  Making sense of life's changes".  Bridges makes a distinction between change and transitions.  Simply put, change is external and transition is internal.  In our case, this change is is a gain for our students.  However, it is a transition for our teachers and for some teachers they are losing some of their tried and true teaching practices.  One key to managing the process of personal transition is for leaders to treat the experience the same way they would the process of grieving.  When leaders recognize that for some individuals in the district, second-order change represents significant personal loss (loss of expertise, loss of confidence, loss of relationships, and loss of status), they will respond as they would following the loss of loved ones.  They will organize and schedule events intended to honor the past:  the people and initiatives that helped move the organization forward.  It is important as leaders to allow our teachers to go through the grieving process, acknowledge the past success and the people involved, and allow time for the teachers to mourn the past. 

Bridges (1980) refers to this period of mourning as the "neutral zone."  The neutral zone is a period of time when people are letting go of the past, accepting what has ended and what has started, assimilating new knowledge and skills, and building confidence in themselves and in the future.

We may shorten the period of time our teachers spend in the neutral zone through what Bridges refers to as the four P's to a new beginning:

  • Purpose - our teachers need to know why our school has changed and why it is necessary (Student Learning, College and Career Readiness)
  • Picture - people need a vision or picture of what the future will look like as a result of the change (Pilot teachers, Technology Plan)
  • Plan - people need to know the plans for implementing the changes (our Technology Plan)
  • Part - people need to know what part they can and will be asked to play in the future (Teacher Based Teams)
In conclusion I want to emphasize the importance of district leadership stability in the change process.  In our case, the change was started by our pilot group of teachers.  Once they experienced success and other teachers recognized the impact, they demanded more technology to implement in their classrooms.  The demand created a need for the district to put a plan of action together to build upon the momentum and seize the moment.  The plan was approved by the board of education and put into place.  Board approval of the plan is vital to the long-term success of the change because district leadership changes.  Continuity in district leadership can make or break second-order change.  In our case, our superintendent changed immediately after the passage of the Technology Plan in the summer of 2012.  We were fortunate that the new superintendent came from within the district and new the support the board of education had for the program.  

Tuesday, March 12, 2013

Second-Order Change in Educational Technology

I recently read the book "District Leadership that Works:  Striking the Right Balance" by Robert J. Marzano and Timothy Waters (2009).  Chapter 7 is about the Perils and Promises of Second-Order Change.  My reading of this chapter caused me to reflect upon our district's decision to launch a 1:1 iPad program at our high school.  

We are currently in the gear up phase of implementation of the 1:1 iPad program.  In May of 2011 a group of high school teachers and an administrator were awarded the Transforming Teaching and Learning Grant.  This grant provided for high quality professional development from eTech Ohio during the summer of 2011 in Project-Based Learning (PBL).  The team then reviewed many different types of devices in the Fall of 2011 to determine which one would be best for implementing PBL.  The team decided to purchase 5 iPad carts.  One iPad cart would be used by each of the four teachers involved in grant and the fifth cart would be available for the other teachers in the high school to check out from the library.  After a couple months, the grant team began to flourish and the fifth cart was always reserved and being used.  There was a high demand for another cart so the district provided a sixth cart.  The staff at the high school used it to its fullest also.  It was obvious that a shift was happening at the high school and the staff could see the difference the carts and PBL was having on student learning.

The district decided to include the implementation of a 1:1 iPad program at the high school in the new Technology Plan in May of 2012.  This plan called for all high school teachers to receive iPads before the summer so they could learn the basics of the new devices.  The plan also called for the teachers to engage in professional development during the 2012-13 school year so they would be prepared for the students to get iPads in August of 2013.  During the 2012-13 school year the high school has focused on the pedagogy behind PBL and on how to use the devices to support student learning.  Building department meetings, late-starts, our PBL grant team, and Apple professional development have all been utilized to prepare our teachers for the 2013-14 school year.


With this background in mind and after reading Chapter 7, I asked myself the following questions:

Is this a first or second-order change?
Have we properly prepared our stakeholders for the change?
Have we communicated our change well to all stakeholders?
Do we need to alter our program in any way right now in order to make the change more successful?


To delve deeper into these questions to find solutions I will first give you an overview of Second-Order change as is detailed in this chapter.

Table 7.1 Characteristics of First-Order Change and Second-Order Change (P. 105)

First-Order Change
Second-Order Change
  • Is perceived as an extension of the past
  • Is perceived as a break from the past
  • Fits within existing paradigms
  • Lies outside existing paradigms
  • Is consistent with prevailing values and norms
  • Conflicts with prevailing values and norms
  • Can be implemented with existing knowledge and skills
  • Requires the acquisition of new knowledge and skills
  • Requires resources currently available to those responsible for implementing the innovations
  • Requires resources currently not available to those responsible for implementing the innovations
  • May be accepted because of common agreement that the innovation is necessary
  • May be resisted because only those who have a broad perspective of the school the innovation as necessary

Is the Lancaster High School 1:1 iPad Program a first or second-order change?

First, this change is definitely perceived as a break from the past.  The important thing to note in this change is that the change agents in this process were the high school teachers.  They saw the impact it would have on student learning. They were the ones demanding more technology.  They were the ones who started to change their instructional practices.  They, led by the initial grant team of teachers, have be the change agents.

Second, this change lies outside existing paradigms.  Providing each student with a learning device and sending it home with the students is definitely a new paradigm.  We are still debating the particulars of the program and defining boundaries.  There are currently changing regularly as we have visited other schools implementing the program and discussed it with policy and legal experts.

Third, this change conflict with prevailing values and norms but not as much as you would think.  The high school staff, in general, has been integrating technology with instruction for several years.  The change here is that it is now directly affecting student learning, not just instruction, in that each student will have a device to learn with.

Fourth, this program has necessitated increased professional development so teachers can be prepared for the change next school year.  Most teachers have welcomed the training and have already advanced further than I thought possible.  We will be wrapping up our Apple PD later in this school year to complete the first year of training.

Fifth, the board of education, superintendent, high school administrators, and myself have all had to allocate resources differently to implement this innovation.  This program will cost over $1 million and required a level of dedication by the administration to technology that has been quite impressive.  The board of education has provided leadership and direction to the district and is advancing this program because they know it is best for student learning.

And Sixth, there was initial resistance to this program by some high school teachers and administrators.  This initial resistance has been mitigated by the year-long professional development effort we have put in place.  There is still some resistance but with continued effort we will bring them along as well.  There has also been no real opposition from our parents.  We have communicated through video, print, and in parent meetings about the program.  There response has been overwhelmingly positive.

This change, after reviewing Table 7.1, leads me to conclude that this is indeed a second-order change.

Have we properly prepared our stakeholders for the change?

I think we have worked well with our high school teachers in preparing them for the change.  Of course, there will be tough times ahead as Marzano and Waters describe on pages 107-109.  Some teachers, parents, and administrators may think we were all crazy to do this when we get into the midst of the program in the Fall of 2013.  It will be critically important that the administration listen to the concerns of staff and parents when we get into the fall and make some adjustments.  Most importantly, however, will be the reiteration of the vision for the program and its impact on student learning.  We must maintain the vision and stay true to it, no matter how difficult it may be.

Have we communicated our change well to all stakeholders?

We have created several videos about the program and how it will impact student achievement.  We have also communicated to our parents in our district and building newsletters.  In January, all incoming freshman parents came to an event known as SPIN night and listened to administrators explain the program.  We will also have more parent meetings in August to inform our parents.  We need to continue to reach out to parents, especially now that we are close to the spring of 2013 so they are properly informed about the change.  Communication is often the hardest part and we will continue to make a concerted effort to communicate.

Below are some of our videos from early in the process to the present.

Lancaster High School using iPads 2012-2013

Project Based Learning and Common Core Standards - Kelli Marvin

Project Based Learning and Common Core Standards - Matt Gillispie

Do we need to alter our program in any way right now in order to make the change more successful?

I welcome input in this area.  We are currently struggling with policy considerations such as charging a deposit for the devices, opening or closing the App store during the school day, and how to check-in/check-out iPads for students who have not paid a deposit at the end of the school day.  What we have done is put the preparation of our teacher first.  They have worked through the pedagogy to change their practices in anticipation of what is to come next school year.  How can we better communicate with our parents?  Any input you can provide is welcome.  I will continue to blog about this program and the change process in the coming days and months.  Please check back as we progress through the program.